Audit Director, Commercial BankingCapital One is hiring for a Director of Bank Audit with the following responsibilities:



  • Assist the Vice President in planning, organizing, directing and monitoring internal audit operations



  • Establish and maintain strong working relationships with Commercial Banking Senior Leadership team



  • Oversee the identification and evaluation of risks in the Commercial Banking business



  • Manage up to 7 internal audit staff responsible for auditing Commercial Banking line of business



  • Provide significant input to audit engagement planning, fieldwork, identification, development and documentation of audit issues and recommendations for corrective actions, and audit reporting



  • Manage the implementation of audit procedures including audit scheduling and adherence to audit methodology



  • Manage staffing needs including hiring, training, developing and evaluating staff, and taking corrective action on performance management



  • Provide assurance that Capital One systematically meets and fulfills its ongoing regulatory and business expectations through the routine execution of the audit planBasic Qualifications

    • Four-year college degree

    • 7 years full-time internal audit experience (can be combined with big four external audit experience)

    • 5 years of large commercial bank audit experience and in-depth knowledge of auditing commercial lending business including understanding loan structures, business and operational risks, and audit strategies

    • 5 years in an audit management or supervisory position

    • Professional certification in audit related field

    Preferred Skills / Knowledge Qualifications

    • MBA in Auditing, Accounting, Finance, Economics, Information Systems, or Business Administration

    • 7+ years full-time internal audit experience (can be combined with big four external audit experience)

    • Strong, effective communicator (verbally and in writing) with executive management, and external parties

    • Demonstrated success establishing and maintaining strong working relationships with all levels of associates, management and external parties

    • Demonstrated success managing and directing audit associates to deliver a value-added assurance function

    • Senior leadership experience in driving change in one's own function

    • Respected, natural team leader

    • Proven ability to develop associates

    • Ability to drive budget and performance improvements

    • 2 or more professional certifications in an audit related field such as CPA, CIA, CFSA, CISA

    • Understanding of auditing – o small business lending – products, business risks, and audit strategies o consumer lending – products, business risks, and audit strategies

    Capital One will not file non-immigrant visa petitions for alien workers.

    As a recipient of TARP funding subject to the ARRA, Capital One will not sponsor new H-1B petitions or transfer existing H1B visas for new hires to Capital One.

    No agencies please. Capital One is an equal opportunity employer committed to diversity in the workplace. We promote a drug-free work environment. We emphasize recruiting, hiring, and retaining the most qualified candidates and providing them with the opportunity to meet their potential. We provide an environment where differences lead to solutions.

    Job type: Full Time


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    Audit Director, Commercial BankingDirector of Bank Audit - Commercial LendingBusiness Banking Relationship ManagerInternal Audit Manager - BankingDirector Audit - Commercial Lendingfor a Director of Bank Audit with the following Banking business Manage up to internalWe are seeking a Director of Bank Audit-Commerical Banking business Manage up to internal auditie Retail Banking Markets amp Banking to ensure minimum of years banking experience preferably inand deliver internal audit and consulting-related services or banking audit experience In addition must haveJob Title Director Audit - Commercial Lending Auditing Audit Engagement Type Audit management Audit Engagement
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